Accounting/Finance Job of the Week

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-Accounting/Finance Job of the Week-

Regulatory Compliance Senior-Risk Management Services Group

May 16th - May 20th

Regulatory Compliance Senior

College degree, 5+ years in banking industry needed!  Compliance certification and/or experience as a loan processor, loan underwriter, or QC reviewer is preferred.

Our client, a public accounting and business consulting firm, is looking for a Regulatory Compliance Senior to add to their team.  Duties in this position include:

• Coordinating and managing the regulatory compliance audit process
• Developing and implementing an annual risk based compliance audit plan
• Planning, scheduling, and conducting each audit
• Preparing detailed report of violations of federal and/or state regulations and recommending corrective action
• Reporting to the Audit Committee of the Board of Directors on current quarterly audit results
• Conducting any special audits as needed
• Implementing all relevant policies regarding Equal Opportunity Employment, Code of Conduct, proper use of email, Internet, and other technology

In addition to a degree, relevant banking experience, and appropriate certificates, a successful candidate must have:

• Excellent knowledge of bank regulatory requirements and bank procedures
• Thorough PC skills, including knowledge of network and mainframe systems
• Experience in risk management or bank compliance